Die Neuausrichtung des prudentiellen Regulierungsrahmens für Wertpapierfirmen

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Beschreibung

'The New Prudential Framework for Investment Firms': The thesis examines the regulatory framework for investment firms newly established by the Investment Firms Directive and Regulation (IFD/IFR) and the German Investment Firm Act (WpIG). It analyses the departure from the former approach based on equal treatment of investment firms and credit institutions and assesses whether the new regime ensures risk-adequate and proportionate regulation. The focus lies on firm classification and capital requirements based on K-factors.

Artikeldetails

EAN

9783428197743

Sprache

Deutsch

Einband / Art

Taschenbuch

Maße

156 x 232 x 18 mm

Erscheinungsjahr

2026

Verlag / Hersteller

Duncker & Humblot GmbH